Karl Sprules - Dec 1, 2023 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Head of Global Tech and Ops
Signature
/s/ Karl Sprules
Stock symbol
AB
Transactions as of
Dec 1, 2023
Transactions value $
-$298,289
Form type
4
Date filed
12/4/2023, 06:14 PM
Previous filing
Dec 16, 2022
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$1.04M -35.9K -49.67% $29.09 36.3K Dec 1, 2023 through rabbi trust under employee incentive compensation award program F1, F2, F3
transaction AB AB Holding Units Tax liability $745K +25.6K +37.49% $29.09 93.9K Dec 1, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2023, 35,861 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 10,254 AB Holding Units were withheld for tax purposes and 25,607 AB Holding Units were delivered to him.
F3 The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2023.