Karl Sprules - Dec 1, 2022 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Head of Global Tech and Ops
Signature
/s/ Karl Sprules
Stock symbol
AB
Transactions as of
Dec 1, 2022
Transactions value $
-$3,010,335
Form type
4
Date filed
12/5/2022, 05:19 PM
Previous filing
Dec 14, 2021
Next filing
Dec 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$3.01M -74K -62.83% $40.70 43.8K Dec 1, 2022 through rabbi trust under employee incentive compensation award program F1, F2, F3
holding AB AB Holding Units 145K Dec 1, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2022, 184,363 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed. Of these AB Holding Units, 73,964 AB Holding Units were withheld for tax purposes and 110,399 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the distribution date (December 1, 2022).