Karl Sprules - Dec 1, 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
Head of Global Tech and Ops
Signature
/s/ Karl Sprules
Stock symbol
AB
Transactions as of
Dec 1, 2021
Transactions value $
-$589,210
Form type
4
Date filed
12/3/2021, 06:23 PM
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$589K -11.8K -5.49% $49.95 203K Dec 1, 2021 through rabbi trust under employee incentive compensation award program F1, F2, F3
holding AB AB Holding Units 34.9K Dec 1, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2021, 30,078 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 11,796 AB Holding Units were withheld for tax purposes and 18,282 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).