Andrew Hubacker - 30 Aug 2024 Form 4 Insider Report for UWM Holdings Corp (UWMC)

Role
EVP, CFO and CAO
Signature
/s/ Anthony Valentine, as Attorney-in-Fact for Andrew Hubacker
Issuer symbol
UWMC
Transactions as of
30 Aug 2024
Net transactions value
-$10,265
Form type
4
Filing time
03 Sep 2024, 16:20:05 UTC
Previous filing
05 Mar 2024
Next filing
20 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWMC Class A Common Stock Options Exercise $0 +3,750 +13% $0.000000 32,145 01 Sep 2024 Direct
transaction UWMC Class A Common Stock Tax liability $10,265 -1,092 -3.4% $9.40 31,053 01 Sep 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UWMC Restricted Stock Units Award $0 +329,309 $0.000000 329,309 30 Aug 2024 Class A Common Stock 329,309 Direct F2, F4
transaction UWMC Restricted Stock Units Options Exercise $0 -3,750 -33% $0.000000 7,500 01 Sep 2024 Class A Common Stock 3,750 Direct F2, F5
holding UWMC Restricted Stock Units 5,738 30 Aug 2024 Class A Common Stock 5,738 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld for payment of applicable taxes upon settlement of RSUs in accordance with Rule 16b-3.
F2 The RSUs convert to Class A Common Stock on a one-for-one basis.
F3 These RSUs vest on March 1, 2025. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
F4 These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
F5 These RSUs vest in accordance with the following schedule: 3,750 vested on September 1, 2023, 3,750 vested on September 1, 2024, 3,750 vest on September 1, 2025 and 3,750 vest on September 1, 2026.