Robert I. Kauffman - 07 Oct 2022 Form 4 Insider Report for Hagerty, Inc. (HGTY)

Role
Director
Signature
/s/ Barbara Matthews, Attorney in Fact
Issuer symbol
HGTY
Transactions as of
07 Oct 2022
Net transactions value
+$15,314
Form type
4
Filing time
12 Oct 2022, 16:54:16 UTC
Previous filing
05 Apr 2022
Next filing
13 Dec 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGTY Public Warrants Purchase $200 +100 +0.01% $2.00* 750,100 07 Oct 2022 Class A Common Stock 100 $11.50 By Aldel LLC F1, F2
transaction HGTY Public Warrants Purchase $13,890 +6,945 +0.93% $2.00* 757,045 11 Oct 2022 Class A Common Stock 6,945 $11.50 By Aldel LLC F1, F2
transaction HGTY Public Warrants Purchase $1,224 +612 +0.08% $2.00* 757,657 12 Oct 2022 Class A Common Stock 612 $11.50 By Aldel LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported purchase was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2022.
F2 Held by Aldel LLC. Mr. Kauffman is the manager of Aldel LLC and has voting and investment discretion with respect to the securities held of record by Aldel LLC. Mr. Kauffman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.