Michel Brousset - 18 Mar 2026 Form 3 Insider Report for Waldencast plc (WALD)

Signature
/s/ Michel Brousset
Issuer symbol
WALD
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 12:12:49 UTC

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Brousset Michel Chief Executive Officer, Director C/O WALDENCAST PLC, MICHELIN HOUSE, 81 FULHAM ROAD, LONDON, UNITED KINGDOM /s/ Michel Brousset 18 Mar 2026 0001841075

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WALD Class A Ordinary Shares 952,865 18 Mar 2026 Direct
holding WALD Class A Ordinary Shares 2,848,334 18 Mar 2026 By Waldencast Ventures LP. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WALD Stock Options (Right to Buy) 18 Mar 2026 Class A Ordinary Shares 4,135,340 $3.98 Direct F2
holding WALD Restricted Stock Units 18 Mar 2026 Class A Ordinary Shares 264,294 Direct F3, F4
holding WALD Warrants (Right to Buy) 18 Mar 2026 Class A Ordinary Shares 2,311,113 $11.50 By Waldencast Ventures LP F1, F5
holding WALD Option (Obligation to Sell) 18 Mar 2026 Class A Ordinary Shares 1,424,166 By Waldencast Ventures LP F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Waldencast Ventures LP holds (i) 2,848,334 Class A ordinary shares, (ii) 1,977,779 Class A ordinary shares issuable upon exercise of the private placement warrants and (iii) 333,334 Class A ordinary shares issuable upon exercise of the working capital loan warrants. The reporting person is the chief executive officer of Waldencast Management, LLC, the general partner of Waldencast Ventures LP. As such, the reporting person may be deemed to beneficially own the shares held by Waldencast Ventures LP and disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2 These options vest over a three-year period as follows: (i) 1,378,447 on January 1, 2026; (ii) 1,378,446 on January 1, 2027; and (iii) 1,378,447 on January 1, 2028.
F3 On October 30, 2024, the reporting person was granted 396,440 restricted stock units ("RSUs"), which vest over a three-year period as follows: (i) 132,146 on October 1, 2025; (ii) 132,147 on October 1, 2026; and (iii) 132,147 on October 1, 2027.
F4 Each RSU represents a contingent right to receive one Class A ordinary share, or an equivalent value in cash at the plan administrator's election.
F5 These warrants became exercisable 30 days after the completion of the Issuer's business combination on July 27, 2022 and will expire five years after the completion of the business combination or earlier upon redemption or liquidation.
F6 Waldencast Ventures LP is party to certain contractual arrangements pursuant to which, upon exercise of a call option held by certain investors of Waldencast UK Limited, Waldencast Ventures LP is required to deliver, upon written notice, 1,424,161 Class A ordinary shares it holds to such investors, in exchange for their equity interests in Waldencast UK Limited.