Cristiano Souza - 18 Mar 2026 Form 3 Insider Report for Waldencast plc (WALD)

Signature
/s/ Cristiano Souza
Issuer symbol
WALD
Transactions as of
18 Mar 2026
Net transactions value
$0
Form type
3
Filing time
18 Mar 2026, 11:25:15 UTC

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Souza Cristiano Director, 10%+ Owner C/O WALDENCAST PLC, MICHELIN HOUSE, 81 FULHAM ROAD, LONDON, UNITED KINGDOM /s/ Cristiano Souza 18 Mar 2026 0001841079

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WALD Class A Ordinary Shares 12,252,580 18 Mar 2026 By Zeno Equity Partners LLP (1)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WALD Warrants (Right to Buy) 18 Mar 2026 Class A Ordinary Shares 4,892,767 $11.50 By Zeno Equity Partners LLP F1, F2
holding WALD Stock Options (Right to Buy) 18 Mar 2026 Class A Ordinary Shares 712,083 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These warrants became exercisable 30 days after the completion of the Issuer's business combination on July 27, 2022 and will expire five years after the completion of the business combination or earlier upon redemption or liquidation.
F2 The reporting person is the controlling shareholder of Zeno Equity Partners LLP. The reporting person disclaims beneficial ownership of the securities held by Zeno Equity Partners LLP, except to the extent of his pecuniary interest therein.
F3 The reporting person holds a put option allowing him to exchange a portion of his equity interest in Waldencast UK Limited for 712,083 Class A ordinary shares held by Waldencast Ventures LP, a shareholder of Waldencast plc.