Steven G. Johnson - 30 Dec 2022 Form 4 Insider Report for CareView Communications Inc (CRVW)

Role
CEO/CFO/SEC/TREAS, Director, 10%+ Owner
Signature
/s/ Steven G. Johnson
Issuer symbol
CRVW
Transactions as of
30 Dec 2022
Net transactions value
-$1,561,153
Form type
4
Filing time
04 Jan 2023, 17:57:14 UTC
Previous filing
21 Nov 2022
Next filing
31 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRVW Secured Convertible Note Disposed to Issuer $1,446,734 0 30 Dec 2022 Common Stock 2,782,180 $0.5200 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Disposed to Issuer $963,842 0 30 Dec 2022 Common Stock 19,276,834 $0.0500 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Disposed to Issuer $765,960 0 30 Dec 2022 Common Stock 15,319,192 $0.0500 Direct F1, F2, F3
transaction CRVW Secured Note Disposed to Issuer $211,060 0 30 Dec 2022 Common Stock 0 $0.000000 By SJ Capital, LLC F1, F2, F3
transaction CRVW Secured Note Disposed to Issuer $323,557 0 30 Dec 2022 Common Stock 0 $0.000000 By SJ Capital, LLC F1, F2, F3
transaction CRVW Secured Convertible Note Award $650,000 $650,000 30 Dec 2022 Common Stock 65,000 $0.1000 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Award $600,000 $1,250,000 30 Dec 2022 Common Stock 60,000 $0.1000 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Award $500,000 $1,750,000 30 Dec 2022 Common Stock 50,000 $0.1000 Direct F1, F2, F3
transaction CRVW Secured Convertible Note Award $150,000 $1,900,000 30 Dec 2022 Common Stock 15,000 $0.1000 By SJ Capital, LLC F1, F2, F3
transaction CRVW Secured Convertible Note Award $250,000 $2,150,000 30 Dec 2022 Common Stock 25,000 $0.1000 By SJ Capital, LLC F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153 some of which notes had previously been amended to remove the conversion feature, for replacement notes in the indicated principal amounts with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 500,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act.
F2 Immediately exercisable.
F3 See footnote (1).