Filippo Caldini - May 14, 2025 Form 4 Insider Report for ESTABLISHMENT LABS HOLDINGS INC. (ESTA)

Role
Chief Executive Officer
Signature
/s/ Rajbir S. Denhoy, Chief Financial Officer, by power of attorney
Stock symbol
ESTA
Transactions as of
May 14, 2025
Transactions value $
$0
Form type
4
Date filed
5/16/2025, 04:15 PM
Previous filing
Apr 4, 2025
Next filing
Aug 11, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Caldini Filippo Chief Executive Officer C/O MOTIVA USA LLC, 16192 COASTAL HIGHWAY, LEWES /s/ Rajbir S. Denhoy, Chief Financial Officer, by power of attorney 2025-05-16 0001839059

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTA Common Shares Award $0 +6.86K +26.85% $0.00 32.4K May 14, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESTA Stock Option (Right to buy) Award $0 +12K $0.00 12K May 14, 2025 Common Shares 12K $36.46 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an award of stock units under the Issuer's 2018 Equity Incentive Plan. One-fourth of the shares subject to the award shall vest on May 7, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through such date.
F2 One-fourth of the shares subject to the option shall vest on May 7, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.