| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SYM | Class V-3 Common Stock | Other | $0 | -1M | -7.93% | $0.00 | 11.6M | May 9, 2024 | By The 2014 QSST F/B/O Rachel Cohen Kanter | F1, F2, F3, F4 |
| transaction | SYM | Class V-1 Common Stock | Other | -25K | -4.58% | 521K | May 22, 2024 | By The Jill Cohen Mill Trust | F1, F2, F5, F6 | ||
| transaction | SYM | Class A Common Stock | Other | +25K | 25K | May 22, 2024 | By The Jill Cohen Mill Trust | F1, F2, F5, F6 | |||
| transaction | SYM | Class A Common Stock | Sale | -$1.08M | -25K | -100% | $43.26 | 0 | May 22, 2024 | By The Jill Cohen Mill Trust | F6, F7 |
| transaction | SYM | Class V-1 Common Stock | Other | -50K | -10.06% | 447K | May 24, 2024 | By The 2014 QSST F/B/O Rachel Cohen Kanter | F1, F2, F4, F8 | ||
| transaction | SYM | Class A Common Stock | Other | +50K | 50K | May 24, 2024 | The 2014 QSST F/B/O Rachel Cohen Kanter | F1, F2, F4, F8 | |||
| transaction | SYM | Class A Common Stock | Sale | -$1.99M | -48.7K | -97.4% | $40.86 | 1.3K | May 24, 2024 | The 2014 QSST F/B/O Rachel Cohen Kanter | F4, F9 |
| transaction | SYM | Class A Common Stock | Sale | -$54.4K | -1.3K | -100% | $41.84 | 0 | May 24, 2024 | The 2014 QSST F/B/O Rachel Cohen Kanter | F4, F10 |
| holding | SYM | Class A Common Stock | 15K | May 9, 2024 | By David A. Ladensohn Roth IRA | ||||||
| holding | SYM | Class A Common Stock | 30K | May 9, 2024 | By Ladensohn Family Investments, Ltd. | F11 | |||||
| holding | SYM | Class A Common Stock | 15K | May 9, 2024 | By Spouse | F12 | |||||
| holding | SYM | Class V-1 Common Stock | 491K | May 9, 2024 | By The 2014 QSST F/B/O Perry Cohen | F1, F2, F13 | |||||
| holding | SYM | Class V-3 Common Stock | 12.5M | May 9, 2024 | By The 2014 QSST F/B/O Perry Cohen | F1, F2, F13 | |||||
| holding | SYM | Class V-3 Common Stock | 152M | May 9, 2024 | By The RBC Millennium Trust | F1, F2, F14 | |||||
| holding | SYM | Class V-3 Common Stock | 13.9M | May 9, 2024 | By The Jill Cohen Mill Trust | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SYM | Symbotic Holdings Units | Other | -1M | -7.63% | 12.1M | May 9, 2024 | Class A Common Stock | 1M | By The 2014 QSST F/B/O Rachel Cohen Kanter | F1, F2, F3, F4 | |||
| transaction | SYM | Symbotic Holdings Units | Other | -25K | -0.17% | 14.4M | May 22, 2024 | Class A Common Stock | 25K | By The Jill Cohen Mill Trust | F1, F2, F5, F6 | |||
| transaction | SYM | Symbotic Holdings Units | Other | -50K | -0.41% | 12.1M | May 24, 2024 | Class A Common Stock | 50K | By The 2014 QSST F/B/O Rachel Cohen Kanter | F1, F2, F4, F8 | |||
| holding | SYM | Symbotic Holdings Units | 152M | May 9, 2024 | Class A Common Stock | 152M | By The RBC Millennium Trust | F2, F14 | ||||||
| holding | SYM | Symbotic Holdings Units | 13M | May 9, 2024 | Class A Common Stock | 13M | By The 2014 QSST F/B/O Perry Cohen | F2, F13 |
| Id | Content |
|---|---|
| F1 | Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. Shares of Class V-3 Common Stock of the Issuer have no economic rights and each share of Class V-3 Common Stock entitles its holder to 3 votes per share. |
| F2 | The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock or Class V-3 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock or Class V-3 Common Stock, as applicable. |
| F3 | On May 9, 2024, the 2014 QSST F/B/O Rachel Cohen Kanter distributed 1,000,000 shares of Class V-3 common stock and an equal number of paired Symbotic Holdings Units to the beneficiary of the trust. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| F4 | David A. Ladensohn may be considered the beneficial owner of shares of securities held of record by the 2014 QSST F/B/O Rachel Cohen Kanter, in which Mr. Ladensohn is a trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| F5 | On May 22, 2024, The Jill Cohen Mill Trust sold 25,000 shares of Class A Common Stock (the "Stock Sale"). In connection with the Stock Sale, effective May 22, 2024, The Jill Cohen Mill Trust redeemed 25,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 25,000 shares of Class V-1 Common Stock. |
| F6 | David A. Ladensohn may be considered the beneficial owner of shares of securities held of record by the Jill Cohen Mill Trust, in which Mr. Ladensohn is a co-trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owners of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| F7 | In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $43.00 to $43.91 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | On May 24, 2024, The 2014 QSST F/B/O Rachel Cohen Kanter sold 50,000 shares of Class A Common Stock (the "QSST Stock Sale"). In connection with the QSST Stock Sale, effective May 24, 2024, The 2014 QSST F/B/O Rachel Cohen Kanter redeemed 50,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "QSST Redemption"). In connection with the QSST Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 50,000 shares of Class V-1 Common Stock. |
| F9 | In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $40.64 to $41.63 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F10 | In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $41.64 to $42.05 inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F11 | The Reporting Person may be considered the beneficial owner of securities held directly by Ladensohn Family Investments, Ltd., of which he is one of the general partners. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| F12 | The Reporting Person may be considered to have an indirect pecuniary interest in securities held by the Alice C. Panitz Residuary Trust, in which the Reporting Person's spouse has a pecuniary interest. The Reporting Person does not have voting or investment control over the shares and disclaims beneficial ownership of the shares held by the Alice C. Panitz Residuary Trust except to the extent that the Reporting Person may be considered to have an indirect pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| F13 | David A. Ladensohn may be considered the beneficial owner of shares of securities held of record by the 2014 QSST F/B/O Perry Cohen, in which Mr. Ladensohn is a trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |
| F14 | David A. Ladensohn may be considered the beneficial owner of securities held of record by The RBC Millennium Trust, in which Mr. Ladensohn is a co-trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose. |