| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SYM | Class V-1 Common Stock | Other | -51.1K | -10.3% | 445K | Nov 24, 2023 | Direct | F1, F2, F3 | ||
| transaction | SYM | Class A Common Stock | Other | +51.1K | 51.1K | Nov 24, 2023 | Direct | F1, F2, F3 | |||
| transaction | SYM | Class A Common Stock | Sale | -$1.91M | -36.5K | -71.36% | $52.47 | 14.6K | Nov 24, 2023 | Direct | F4 |
| transaction | SYM | Class A Common Stock | Sale | -$754K | -14.1K | -96.58% | $53.31 | 500 | Nov 24, 2023 | Direct | F5 |
| transaction | SYM | Class A Common Stock | Sale | -$27.1K | -500 | -100% | $54.10 | 0 | Nov 24, 2023 | Direct | F6 |
| transaction | SYM | Class V-1 Common Stock | Other | -18.9K | -4.25% | 426K | Nov 27, 2023 | Direct | F1, F2, F7 | ||
| transaction | SYM | Class A Common Stock | Other | +18.9K | 18.9K | Nov 27, 2023 | Direct | F1, F2, F7 | |||
| transaction | SYM | Class A Common Stock | Sale | -$968K | -18.9K | -100% | $51.21 | 0 | Nov 27, 2023 | Direct | F8 |
| transaction | SYM | Class V-1 Common Stock | Gift | $0 | -20K | -4.69% | $0.00 | 406K | Nov 28, 2023 | Direct | F1, F2, F9 |
| holding | SYM | Class V-1 Common Stock | 728K | Nov 24, 2023 | By Inlet View, Inc. | F10 | |||||
| holding | SYM | Class A Common Stock | 50K | Nov 24, 2023 | By Trust | F11 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SYM | Symbotic Holdings Units | Other | -51.1K | -10.3% | 445K | Nov 24, 2023 | Class A Common Stock | 51.1K | Direct | F1, F2, F3 | |||
| transaction | SYM | Symbotic Holdings Units | Other | -18.9K | -4.25% | 426K | Nov 27, 2023 | Class A Common Stock | 18.9K | Direct | F1, F2, F7 | |||
| transaction | SYM | Symbotic Holdings Units | Gift | -20K | -4.69% | 406K | Nov 28, 2023 | Class A Common Stock | 20K | Direct | F1, F2, F9 | |||
| holding | SYM | Symbotic Holdings Units | 728K | Nov 24, 2023 | Class A Common Stock | 728K | By Inlet View, Inc. | F1, F2, F10 |
| Id | Content |
|---|---|
| F1 | Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. |
| F2 | The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. |
| F3 | On November 24, 2023, the Reporting Person sold 51,106 shares of Class A Common Stock (the "11/24 Stock Sale"). In connection with the 11/24 Stock Sale, effective November 24, 2023, the Reporting Person redeemed 51,106 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "11/24 Redemption"). In connection with the 11/24 Redemption, Symbotic Holdings cancelled the Symbotic Holdings Units and the Issuer cancelled and retired for no consideration the redeemed 51,106 shares of Class V-1 Common Stock. |
| F4 | In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $52.00 to $52.95, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $53.02 to $53.965, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $54.09 to $54.11, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | On November 27, 2023, the Reporting Person sold 18,894 shares of Class A Common Stock (the "11/27 Stock Sale"). In connection with the 11/27 Stock Sale, effective November 24, 2023, the Reporting Person redeemed 18,894 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "11/27 Redemption"). In connection with the 11/27 Redemption, Symbotic Holdings cancelled the Symbotic Holdings Units and the Issuer cancelled and retired for no consideration the redeemed 18,894 shares of Class V-1 Common Stock. |
| F8 | In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $51.00 to $51.50, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F9 | On November 28, 2023, the Reporting Person transferred 20,000 Symbotic Holdings Units and an equal number of paired shares of Class V-1 common stock to the Todd and Deborah Krasnow Foundation, a charitable foundation of which the Reporting Person is a trustee. The Reporting Person has voting and investment power over all securities owned by the foundation. |
| F10 | Todd Krasnow may be considered the beneficial owner of securities held by Inlet View, Inc., of which Mr. Krasnow is the President and CEO. Mr. Krasnow disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| F11 | Todd Krasnow may be considered the beneficial owner of 25,000 shares of Class A Common Stock held by the Krasnow Family 2019 Charitable Remainder Trust and 25,000 shares of Class A Common Stock held by the Todd and Deborah Krasnow CRUT, both of which are trusts for which Mr. Krasnow is trustee and to which Mr. Krasnow is a beneficiary. Mr. Krasnow disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |