Ali Dibadj - Dec 1, 2021 Form 4 Insider Report for ALLIANCEBERNSTEIN HOLDING L.P. (AB)

Role
CFO and Head of Strategy
Signature
/s/ Ali Dibadj
Stock symbol
AB
Transactions as of
Dec 1, 2021
Transactions value $
-$196,999
Form type
4
Date filed
12/3/2021, 03:53 PM
Previous filing
May 17, 2021
Next filing
Dec 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AB AB Holding Units Tax liability -$110K -2.2K -12.38% $49.95 15.5K Dec 1, 2021 through rabbi trust under employee incentive compensation award program F1, F2, F3
transaction AB AB Holding Units Gift -$87.4K -1.72K -1.61% $50.79 105K Dec 3, 2021 Direct F1, F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2 On December 1, 2021, 5,179 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 2,195 AB Holding Units were withheld for tax purposes and 2,984 AB Holding Units were delivered to him.
F3 Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021).
F4 Closing price of an AB Holding Unit on December 3, 2021.
F5 Reflects two bona fide gifts, one for 1,500 AB Holding Units and one for 220 AB Holding Units.