Gregory Poilasne - 02 Feb 2024 Form 4 Insider Report for Nuvve Holding Corp. (NVVE)

Role
Chief Executive Officer, Director
Signature
/s/ Gregory Poilasne
Issuer symbol
NVVE
Transactions as of
02 Feb 2024
Net transactions value
+$50,000
Form type
4
Filing time
08 Feb 2024, 19:30:36 UTC
Previous filing
08 Dec 2023
Next filing
04 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NVVE Common Stock Purchase $50,000 +25,000 +38% $2.00* 90,608 02 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NVVE Warrants to Purchase Common Stock Award +25,000 +108% 48,109 02 Feb 2024 Common Stock 25,000 $2.00 Direct F1, F2
transaction NVVE Warrants to Purchase Common Stock Award +25,000 +52% 73,109 02 Feb 2024 Common Stock 25,000 $2.00 Direct F1, F3, F4
transaction NVVE Warrants to Purchase Common Stock Award +25,000 +34% 98,109 02 Feb 2024 Common Stock 25,000 $2.00 Direct F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common stock, Series A warrants, Series B warrants and Series C warrants were acquired by the reporting person in a public offering conducted by the Company that was closed on February 2, 2024.
F2 Series A Warrants to purchase Common Stock
F3 Series B Warrants to purchase Common Stock.
F4 Series B warrants will expire on November 2, 2024
F5 Series C Warrants to purchase Common Stock
F6 The Series C warrants to purchase Common Stock may only be exercised to the extent and in proportion to the holder of the Series C warrants exercising its corresponding Series B warrants to purchase Common Stock. The Series C warrants to purchase Common Stock expire fire years from the date of issuance, however, provided that to the extent and in proportion to the holder of Series C warrants not exercising its corresponding Series B warrants, such Series C warrants will expire on November 2, 2024.