Ashish Gupta - Jun 1, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Director, 10%+ Owner
Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Jun 1, 2021
Transactions value $
$0
Form type
4
Date filed
6/3/2021, 03:47 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Options Exercise $0 +1.98K $0.00 1.98K Jun 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Restricted Stock Unit Options Exercise $0 -1.98K -100% $0.00* 0 Jun 1, 2021 Class A Common Stock 1.98K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion upon vesting of restricted stock units ("RSUs") into shares of the Issuer's Class A common stock. On February 18, 2021, the Reporting Person was granted 1,976 RSUs, of which all of the shares subject to the RSUs vested on June 1, 2021. Such RSUs were previously reported in Table II on the Form 4 filed with the Securities and Exchange Commission on February 22, 2021.
F2 Each RSU represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration.
F3 The RSU award was granted on February 18, 2021 and vested in full on June 1, 2021.
F4 RSUs do not expire; they either vest or are cancelled prior to the vesting date.