Zach Rasmuson - 16 Dec 2021 Form 4 Insider Report for Duckhorn Portfolio, Inc.

Role
Officer
Signature
/s/ Sean Sullivan, as attorney-in-fact
Issuer symbol
N/A
Transactions as of
16 Dec 2021
Net transactions value
$0
Form type
4
Filing time
14 Jan 2022, 19:02:35 UTC
Previous filing
15 Dec 2021
Next filing
23 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAPA Common Stock Gift $0 -25,000 -4.5% $0.000000 530,646 16 Dec 2021 Direct
transaction NAPA Common Stock Gift $0 -472,685 -89% $0.000000 57,961 12 Jan 2022 Direct F1
holding NAPA Common Stock 472,685 16 Dec 2021 By trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 12, 2022, the Reporting Person transferred 472,685 shares of common stock to the Rasmuson 2016 Family Trust, a family trust of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Remarks:

Executive Vice President, Chief Operating Officer. Mr. Sullivan is signing on behalf of the Reporting Person pursuant to a Limited Power of Attorney dated March 18, 2021, which was previously filed with the Securities and Exchange Commission.