Alex Ryan - 19 Oct 2021 Form 4 Insider Report for Duckhorn Portfolio, Inc.

Role
Officer, Director
Signature
/s/ Sean Sullivan, as attorney-in-fact
Issuer symbol
N/A
Transactions as of
19 Oct 2021
Net transactions value
-$2,963,949
Form type
4
Filing time
19 Oct 2021, 16:30:12 UTC
Previous filing
06 Oct 2021
Next filing
14 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NAPA Common Stock Sale $2,963,949 -151,000 -8.3% $19.63 1,666,123 19 Oct 2021 By trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock sold by the Reporting Person in connection with the close of a secondary offering of the Issuer's common stock.
F2 Shares held of record by Alex Ryan, trustee of the Alex & Jeanine Ryan 2015 Revocable Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Remarks:

President, Chief Executive Officer. Mr. Sullivan is signing on behalf of the Reporting Person pursuant to a Limited Power of Attorney dated March 18, 2021, which was previously filed with the Securities and Exchange Commission.