Wen HSIEH - Aug 14, 2023 Form 4 Insider Report for AEye, Inc. (LIDR)

Role
Director
Signature
Siraj Husain, by power of attorney previously filed
Stock symbol
LIDR
Transactions as of
Aug 14, 2023
Transactions value $
-$200,578
Form type
4
Date filed
8/16/2023, 04:18 PM
Previous filing
Jun 12, 2023
Next filing
Jun 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Sale -$201K -643K -3.95% $0.31 15.7M Aug 14, 2023 By KPCB Holdings, Inc. F1, F2, F3, F4
holding LIDR Common Stock 962K Aug 14, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were disposed of by Kleiner Perkins Caufield & Byers XVI, LLC ("KPCB XVI").
F2 This transaction was executed in multiple trades at prices ranging from $0.30 to $0.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3 All shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the following accounts: 12,761,878 shares of our common stock held by KPCB XVI, 458,898 shares held by KPCB XVI Founders Fund, LLC ("XVI Founders"), 2,362,303 shares held by Kleiner Perkins Caufield & Byers XIX, LLC ("KPCB XIX"), 22,179 shares held by Kleiner Perkins XIX Friends, LLC ("XIX Friends") and 52,150 shares held by KPCB XIX Founders Fund, LLC ("XIX Founders"). The managing member of KPCB XVI and XVI Founders is KPCB XVI Associates, LLC ("KPCB XVI Associates"). The managing member of KPCB XIX, XIX Friends and XIX Founders is KPCB XIX Associates, LLC ("KPCB XIX Associates").
F4 The Reporting Person is a managing member of KPCB XVI Associates, and together with the other managing members of KPCB XVI Associates, exercises shared voting and dispositive control over the shares held by KPCB XVI and XVI Founders. The managing members of KPCB XIX Associates, exercise shared voting and dispositive control over the shares held by KPCB XIX, XIX Friends and XIX Founders. The Reporting Person disclaims beneficial ownership of all shares held by KPCB XVI, XVI Founders, KPCB XIX, XIX Friends and XIX Founders except to the extent of his pecuniary interest therein.