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Signature
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/s/ Susan Canning, attorney-in-fact
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Stock symbol
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HAYW
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Transactions as of
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Aug 15, 2023
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Transactions value $
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-$124,027
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Form type
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4
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Date filed
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8/16/2023, 04:49 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
HAYW |
Common Stock |
Options Exercise |
$18K |
+10K |
+67.31% |
$1.80* |
24.9K |
Aug 15, 2023 |
Direct |
|
| transaction |
HAYW |
Common Stock |
Sale |
-$142K |
-10K |
-40.23% |
$14.20 |
14.9K |
Aug 15, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
HAYW |
Stock Options (Right to Buy) |
Options Exercise |
$0 |
-10K |
-17.09% |
$0.00 |
48.5K |
Aug 15, 2023 |
Common Stock |
10K |
$1.80 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: