| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AIV | Class A Common Stock | Purchase | $1.03M | +150K | +11.11% | $6.85 | 1.5M | Sep 28, 2021 | See footnote | F6, F7 |
| transaction | AIV | Class A Common Stock | Purchase | $117K | +16.8K | +1.12% | $6.98 | 1.52M | Sep 29, 2021 | See footnote | F7, F8 |
| transaction | AIV | Class A Common Stock | Purchase | $969K | +139K | +9.14% | $7.00 | 1.66M | Sep 30, 2021 | See footnote | F7, F9 |
| holding | AIV | Class A Common Stock | 185K | Sep 28, 2021 | Direct | F1, F2, F3, F4 | |||||
| holding | AIV | Class A Common Stock | 34.7K | Sep 28, 2021 | See footnote | F5 |
| Id | Content |
|---|---|
| F1 | Taking into account the transactions reported on this form, Mr. Considine has an overall equity stake in the company of 8,426,558 shares, partnership units, and options, the details of which are more fully described in footnotes 2, 3, 4, 5, and 7 below. |
| F2 | The reporting person holds 184,745 shares directly. In addition, the reporting person holds 2,439,557 common partnership units and equivalents in AIMCO OP L.P. ("OP Units"). The 2,439,557 OP Units include 510,452 OP Units held directly by the reporting person, 179,735 OP Units held by an entity in which the reporting person has sole voting and investment power, 1,591,672 OP Units held by Titahotwo Limited Partnership RLLLP ("Titahotwo"), a registered limited liability limited partnership for which the reporting person serves as the general partner and holds a 0.5% ownership interest, and 157,698 OP Units held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. The reporting person also holds 114,768 LTIP Units and 413,231 LTIP II Units. |
| F3 | In addition, as part of his overall equity stake, the reporting person holds 2,833,601 unvested OP Units, the vesting of which are subject to certain performance criteria. Upon conclusion of the performance period and depending on the results thereof, the reporting person may vest in all, some or none of the performance-based OP Units. |
| F4 | In addition, as part of his overall equity stake, the reporting person holds 750,557 stock options, which are vested and exercisable. |
| F5 | Held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| F6 | This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.76 to $6.92. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range. |
| F7 | Held by a retirement plan for which the reporting person is the trustee and the reporting person's spouse is the sole participant in the plan. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| F8 | This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.98 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range. |
| F9 | This price is a weighted average price. The price at which the shares were actually purchased ranged from $6.945 to $7.00. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares purchased at each price within the range. |