Jeffrey K. Hirsch - 11 Aug 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Commercial Officer
Signature
/s/ Thomas Chow, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
11 Aug 2021
Net transactions value
-$177,900
Form type
4
Filing time
12 Aug 2021, 19:06:15 UTC
Previous filing
02 Jul 2021
Next filing
04 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +5,000 +329% $0.000000 6,519 11 Aug 2021 Direct
transaction PUBM Class A Common Stock Sale $177,900 -5,000 -77% $35.58 1,519 11 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -5,000 -8.3% $0.000000 55,000 11 Aug 2021 Class B Common Stock 5,000 $2.97 Direct F2
transaction PUBM Class B Common Stock Options Exercise $0 +5,000 $0.000000 5,000 11 Aug 2021 Class A Common Stock 5,000 Direct F3
transaction PUBM Class B Common Stock Conversion of derivative security $0 -5,000 -100% $0.000000* 0 11 Aug 2021 Class A Common Stock 5,000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 4, 2021.
F2 The options vest as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.