Jeffrey K. Hirsch - 09 Jun 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Commercial Officer
Signature
/s/ Thomas Chow, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
09 Jun 2021
Net transactions value
-$175,000
Form type
4
Filing time
11 Jun 2021, 14:20:18 UTC
Previous filing
03 Jun 2021
Next filing
02 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +5,000 $0.000000 5,000 09 Jun 2021 Direct
transaction PUBM Class A Common Stock Sale $175,000 -5,000 -100% $35.00 0 09 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -5,000 -7.1% $0.000000 65,000 09 Jun 2021 Class B Common Stock 5,000 $2.97 Direct F2
transaction PUBM Class B Common Stock Options Exercise $0 +5,000 $0.000000 5,000 09 Jun 2021 Class A Common Stock 5,000 Direct F3
transaction PUBM Class B Common Stock Conversion of derivative security $0 -5,000 -100% $0.000000* 0 09 Jun 2021 Class A Common Stock 5,000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.
F2 The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.