Natalia Mirgorodskaya - Nov 26, 2021 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)

Role
Corporate Controller
Signature
/s/ Emily Baumbach, by power of attorney
Stock symbol
UPST
Transactions as of
Nov 26, 2021
Transactions value $
-$52,137
Form type
4
Date filed
11/30/2021, 05:56 PM
Previous filing
Nov 24, 2021
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPST Common Stock Sale -$52.1K -259 -1.14% $201.30* 22.5K Nov 26, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.
F2 Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.