Rajeev K. Goel - 19 Nov 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Thomas Chow, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
19 Nov 2021
Net transactions value
-$8,002
Form type
4
Filing time
23 Nov 2021, 17:57:19 UTC
Previous filing
17 Nov 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +5,400 $0.000000 5,400 19 Nov 2021 By The Goel Family Trust F1
transaction PUBM Class A Common Stock Sale $8,002 -200 -3.7% $40.01 5,200 19 Nov 2021 By The Goel Family Trust F1, F2, F3
transaction PUBM Class A Common Stock Gift $0 -5,200 -100% $0.000000* 0 19 Nov 2021 By The Goel Family Trust F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -5,400 -0.78% $0.000000 686,431 19 Nov 2021 Class A Common Stock 5,400 By The Goel Family Trust F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.01 to $40.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
F4 Reflects the gift of common stock to a charitable donor advised fund.
F5 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.