Rajeev K. Goel - Nov 10, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Nov 10, 2021
Transactions value $
-$1,111,146
Form type
4
Date filed
11/12/2021, 08:24 PM
Previous filing
Nov 4, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +14.7K $0.00 14.7K Nov 10, 2021 By The Goel Family Trust F1
transaction PUBM Class A Common Stock Sale -$33.9K -800 -5.43% $42.38 13.9K Nov 10, 2021 By The Goel Family Trust F1, F2, F3
transaction PUBM Class A Common Stock Sale -$265K -6.39K -45.87% $41.53 7.54K Nov 10, 2021 By The Goel Family Trust F1, F2, F4
transaction PUBM Class A Common Stock Sale -$308K -7.54K -100% $40.84 0 Nov 10, 2021 By The Goel Family Trust F1, F2, F5
transaction PUBM Class A Common Stock Conversion of derivative security $0 +12.2K $0.00 12.2K Nov 11, 2021 By The Goel Family Trust F1
transaction PUBM Class A Common Stock Sale -$488K -12.2K -100% $40.08 0 Nov 11, 2021 By The Goel Family Trust F1, F2, F6
transaction PUBM Class A Common Stock Conversion of derivative security $0 +400 $0.00 400 Nov 12, 2021 By The Goel Family Trust F1
transaction PUBM Class A Common Stock Sale -$16K -400 -100% $40.02 0 Nov 12, 2021 By The Goel Family Trust F1, F2, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -14.7K -2.04% $0.00 706K Nov 10, 2021 Class A Common Stock 14.7K By The Goel Family Trust F1, F8
transaction PUBM Class B Common Stock Conversion of derivative security $0 -12.2K -1.73% $0.00 694K Nov 11, 2021 Class A Common Stock 12.2K By The Goel Family Trust F1, F8
transaction PUBM Class B Common Stock Conversion of derivative security $0 -400 -0.06% $0.00 694K Nov 12, 2021 Class A Common Stock 400 By The Goel Family Trust F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by The Goel Family Trust, of which the Reporting Person and his spouse are beneficiaries.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Goel Family Trust.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.24 to $42.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.21 to $41.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.21 to $41.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 6 to this Form 4.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 7 to this Form 4.
F8 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.