Amar K. Goel - Oct 18, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Innovation Officer, Director, 10%+ Owner
Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Oct 18, 2021
Transactions value $
-$102,210
Form type
4
Date filed
10/20/2021, 04:07 PM
Previous filing
Oct 4, 2021
Next filing
Oct 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +2.3K $0.00 2.3K Oct 18, 2021 By Tuscan Irrevocable Trust F1
transaction PUBM Class A Common Stock Sale -$69K -2.3K -100% $30.00 0 Oct 18, 2021 By Tuscan Irrevocable Trust F1, F2
transaction PUBM Class A Common Stock Conversion of derivative security $0 +407 $0.00 407 Oct 18, 2021 By Marais Irrevocable Trust F3
transaction PUBM Class A Common Stock Sale -$12.2K -407 -100% $30.00 0 Oct 18, 2021 By Marais Irrevocable Trust F3, F4
transaction PUBM Class A Common Stock Conversion of derivative security $0 +700 $0.00 700 Oct 18, 2021 By RAJN Trust - A F5
transaction PUBM Class A Common Stock Sale -$21K -700 -100% $30.00 0 Oct 18, 2021 By RAJN Trust - A F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -2.3K -0.23% $0.00 988K Oct 18, 2021 Class A Common Stock 2.3K By Tuscan Irrevocable Trust F1, F7
transaction PUBM Class B Common Stock Conversion of derivative security $0 -407 -0.04% $0.00 990K Oct 18, 2021 Class A Common Stock 407 By Marais Irrevocable Trust F3, F7
transaction PUBM Class B Common Stock Conversion of derivative security $0 -700 -0.11% $0.00 656K Oct 18, 2021 Class A Common Stock 700 By RAJN Trust - A F3, F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
F2 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Tuscan Irrevocable Trust.
F3 These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Marais Irrevocable Trust.
F5 These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the RAJN Trust-A.
F7 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.