Steven Pantelick - 19 Feb 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chief Financial Officer
Signature
/s/ Thomas Chow, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
19 Feb 2021
Net transactions value
$0
Form type
4
Filing time
28 Jun 2021, 16:37:26 UTC
Next filing
28 Jun 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -216,664 -58% $0.000000 156,536 19 Feb 2021 Class B Common Stock 216,664 $1.50 Direct F1
transaction PUBM Class B Common Stock Options Exercise $0 +216,664 +433% $0.000000 266,664 19 Feb 2021 Class A Common Stock 216,664 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options are fully vested.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.