Mukul Kumar - Jun 3, 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
President, Engineering
Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Jun 3, 2021
Transactions value $
-$2,832,500
Form type
4
Date filed
6/7/2021, 04:26 PM
Previous filing
Jun 3, 2021
Next filing
Jul 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +50K $0.00 50K Jun 3, 2021 Direct
transaction PUBM Class A Common Stock Sale -$1.42M -50K -100% $28.34 0 Jun 3, 2021 Direct F1, F2
transaction PUBM Class A Common Stock Conversion of derivative security $0 +50K $0.00 50K Jun 4, 2021 Direct
transaction PUBM Class A Common Stock Sale -$1.42M -50K -100% $28.31 0 Jun 4, 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -50K -50% $0.00 50K Jun 3, 2021 Class B Common Stock 50K $1.50 Direct F4
transaction PUBM Class B Common Stock Options Exercise $0 +50K +18.52% $0.00 320K Jun 3, 2021 Class A Common Stock 50K $0.00 Direct F5
transaction PUBM Class B Common Stock Conversion of derivative security $0 -50K -15.63% $0.00 270K Jun 3, 2021 Class A Common Stock 50K $0.00 Direct F5
transaction PUBM Stock Option (Right to buy Class B Common Stock) Options Exercise $0 -50K -100% $0.00* 0 Jun 4, 2021 Class B Common Stock 50K $1.50 Direct F4
transaction PUBM Class B Common Stock Options Exercise $0 +50K +18.52% $0.00 320K Jun 4, 2021 Class A Common Stock 50K $0.00 Direct F5
transaction PUBM Class B Common Stock Conversion of derivative security $0 -50K -15.63% $0.00 270K Jun 4, 2021 Class A Common Stock 50K $0.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.62 to $29.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $29.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
F4 The options are fully vested.
F5 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.