Mukul Kumar - May 5, 2021 Form 4/A - Amendment Insider Report for PubMatic, Inc. (PUBM)

Signature
/s/ Thomas Chow, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
May 5, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
6/3/2021, 11:36 AM
Date Of Original Report
May 7, 2021
Next filing
Jun 3, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PUBM Class B Common Stock 270K May 5, 2021 Class A Common Stock 270K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.

Remarks:

This amended Form 4 is filed solely to report that the Form 4 as originally filed on May 7, 2021 was correct as filed in connection with the exercise of two stock options and the issuance of the Issuer's Class B common stock in connection therewith; the disclosure above reflects the total number of shares of Class B common stock held after the exercise of the stock options, which Class B common stock was not converted to Class A common stock at such time, as was mistakenly reported in a Form 4 filed on May 7, 2021.