Anthony Li Hsieh - 04 Sep 2025 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Executive Chair, CEO & Pres., Director, 10%+ Owner
Signature
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh
Issuer symbol
LDI
Transactions as of
04 Sep 2025
Net transactions value
-$10,468,430
Form type
4
Filing time
08 Sep 2025, 16:54:57 UTC
Previous filing
04 Sep 2025
Next filing
11 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hsieh Anthony Li Executive Chair, CEO & Pres., Director, 10%+ Owner C/O LOANDEPOT, INC., 6561 IRVINE CENTER DR., IRVINE /s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 08 Sep 2025 0001655400

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Sale $2,414,793 -1,110,454 -13% $2.17 7,739,717 04 Sep 2025 By JLSSAA Trust F1, F2, F3
transaction LDI Class A Common Stock Sale $8,053,637 -3,046,005 -39% $2.64 4,693,712 05 Sep 2025 By JLSSAA Trust F1, F3, F4
holding LDI Class A Common Stock 143,677 04 Sep 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.01 to $2.28. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F3 As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.29 to $2.90. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.