Anthony Li Hsieh - 28 Aug 2025 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Executive Chair, CEO & Pres., Director, 10%+ Owner
Signature
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh
Issuer symbol
LDI
Transactions as of
28 Aug 2025
Net transactions value
-$950,172
Form type
4
Filing time
02 Sep 2025, 16:55:36 UTC
Previous filing
28 Aug 2025
Next filing
04 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hsieh Anthony Li Executive Chair, CEO & Pres., Director, 10%+ Owner C/O LOANDEPOT, INC., 6561 IRVINE CENTER DR., IRVINE /s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 02 Sep 2025 0001655400

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Sale $507,750 -250,000 -2.6% $2.03 9,350,407 28 Aug 2025 By JLSSAA Trust F1, F2, F3
transaction LDI Class A Common Stock Sale $442,422 -211,079 -2.3% $2.10 9,139,328 29 Aug 2025 By JLSSAA Trust F1, F3, F4
transaction LDI Class A Common Stock Options Exercise +24,606 +21% 143,677 29 Aug 2025 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -24,606 -25% $0.000000 73,819 29 Aug 2025 Class A Common Stock 24,606 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.02 to $2.075. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F3 As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.02 to $2.155. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F5 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. The RSUs are scheduled to vest ratably on November 28, 2025, February 27, 2026, and May 29, 2026.