Anthony Li Hsieh - 22 Aug 2025 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Executive Chair, CEO & Pres., Director, 10%+ Owner
Signature
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh
Issuer symbol
LDI
Transactions as of
22 Aug 2025
Net transactions value
-$4,491,348
Form type
4
Filing time
26 Aug 2025, 16:30:57 UTC
Previous filing
21 Aug 2025
Next filing
28 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hsieh Anthony Li Executive Chair, CEO & Pres., Director, 10%+ Owner C/O LOANDEPOT, INC., 6561 IRVINE CENTER DR., IRVINE /s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh 26 Aug 2025 0001655400

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class C Common Stock Other $0 -4,000,000 -11% $0.000000 31,845,633 22 Aug 2025 By Trilogy Mortgage Holdings, Inc. F1, F2, F3, F4
transaction LDI Class A Common Stock Conversion of derivative security $0 +4,000,000 +46% $0.000000 12,782,222 22 Aug 2025 By JLSSAA Trust F2, F3, F5
transaction LDI Class A Common Stock Sale $2,413,212 -1,184,108 -9.3% $2.04 11,598,114 22 Aug 2025 By JLSSAA Trust F5, F6, F7
transaction LDI Class A Common Stock Sale $2,078,136 -1,017,198 -8.8% $2.04 10,580,916 25 Aug 2025 By JLSSAA Trust F5, F6, F8
holding LDI Class A Common Stock 119,071 22 Aug 2025 Direct
holding LDI Class C Common Stock 4,310,497 22 Aug 2025 By JLSA, LLC F1, F4
holding LDI Class C Common Stock 3,114,521 22 Aug 2025 By JLSSAA Trust F1, F5
holding LDI Class C Common Stock 66,404,880 22 Aug 2025 By Trilogy Management Investors Six, LLC F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Common Units Conversion of derivative security $0 -4,000,000 -11% $0.000000 31,845,633 22 Aug 2025 Class A Common Stock 4,000,000 Trilogy Mortgage Holdings, Inc. F1, F2, F3, F4
holding LDI Common Units 4,310,497 22 Aug 2025 Class A Common Stock 4,310,497 By JLSA, LLC F1, F4
holding LDI Common Units 3,114,521 22 Aug 2025 Class A Common Stock 3,114,521 By JLSSAA Trust F1, F5
holding LDI Common Units 66,404,880 22 Aug 2025 Class A Common Stock 66,404,880 By Trilogy Management Investors Six, LLC F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.
F2 The transaction date is the date the Reporting Person elected to make the exchange described in footnotes 1 and 3, which exchange will occur effective as of September 1, 2025.
F3 The reporting person elected to cause Trilogy Mortgage Holdings, Inc. to exchange a portion of the Common Units held for the reporting person's benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration.
F4 The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC.
F5 As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
F6 Effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
F7 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.15. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F8 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.145. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.