Anthony Li Hsieh - 02 Dec 2024 Form 4 Insider Report for loanDepot, Inc. (LDI)

Signature
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh
Issuer symbol
LDI
Transactions as of
02 Dec 2024
Net transactions value
-$1,444,588
Form type
4
Filing time
04 Dec 2024, 18:42:12 UTC
Previous filing
02 Dec 2024
Next filing
06 Dec 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Sale $290,949 -129,196 -2.4% $2.25 5,347,657 02 Dec 2024 By JLSSAA Trust F1, F2
transaction LDI Class A Common Stock Options Exercise $0 +15,096 +20% $0.000000 88,877 02 Dec 2024 Direct F3
transaction LDI Class A Common Stock Sale $1,153,638 -523,667 -9.8% $2.20 4,823,990 03 Dec 2024 By JLSSAA Trust F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -15,096 -33% $0.000000 30,194 02 Dec 2024 Class A Common Stock 15,096 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.21 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F2 As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
F3 RSUs that vested on November 30, 2024, were settled on December 2, 2024.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.16 to $2.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F5 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F6 The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.