Anthony Li Hsieh - Dec 2, 2024 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Director, 10%+ Owner
Signature
/s/ Greg Smith, as Attorney-in-Fact for Anthony Li Hsieh
Stock symbol
LDI
Transactions as of
Dec 2, 2024
Transactions value $
-$1,444,588
Form type
4
Date filed
12/4/2024, 06:42 PM
Previous filing
Dec 2, 2024
Next filing
Dec 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Sale -$291K -129K -2.36% $2.25 5.35M Dec 2, 2024 By JLSSAA Trust F1, F2
transaction LDI Class A Common Stock Options Exercise $0 +15.1K +20.46% $0.00 88.9K Dec 2, 2024 Direct F3
transaction LDI Class A Common Stock Sale -$1.15M -524K -9.79% $2.20 4.82M Dec 3, 2024 By JLSSAA Trust F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -15.1K -33.33% $0.00 30.2K Dec 2, 2024 Class A Common Stock 15.1K Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.21 to $2.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F2 As trustee, Anthony Hsieh has voting and investment power over the assets of The JLSSAA Trust ("JLSSAA Trust").
F3 RSUs that vested on November 30, 2024, were settled on December 2, 2024.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.16 to $2.23. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.
F5 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F6 The remaining RSUs are scheduled to vest ratably on February 28, 2025 and May 31, 2025.