Gregory Smallwood - 16 Sep 2024 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Chief Legal Officer
Signature
/s/ Greg Smith, as Attorney-in-Fact for Gregory Smallwood
Issuer symbol
LDI
Transactions as of
16 Sep 2024
Net transactions value
-$44,135
Form type
4
Filing time
18 Sep 2024, 17:14:09 UTC
Previous filing
16 Apr 2024
Next filing
08 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Options Exercise +62,500 +132% 109,781 16 Sep 2024 Direct F1
transaction LDI Class A Common Stock Tax liability $44,135 -15,219 -14% $2.90 94,562 16 Sep 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -62,500 -33% $0.000000 125,000 16 Sep 2024 Class A Common Stock 62,500 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.
F2 The RSUs are scheduled to vest ratably on each of September 15, 2025 and September 15, 2026.

Remarks:

Exhibit 24.1 - Power of Attorney