| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LDI | Class C Common Stock | Other | $0 | -1,500,000 | -18% | $0.000000 | 6,614,521 | 23 Jul 2024 | By JLSSAA Trust | F1, F2, F3 |
| transaction | LDI | Class A Common Stock | Conversion of derivative security | $0 | +1,500,000 | +66% | $0.000000 | 3,779,646 | 23 Jul 2024 | By JLSSAA Trust | F2, F3 |
| holding | LDI | Class A Common Stock | 89,566 | 23 Jul 2024 | Direct | ||||||
| holding | LDI | Class C Common Stock | 48,945,633 | 23 Jul 2024 | By Trilogy Mortgage Holdings, Inc. | F1, F4 | |||||
| holding | LDI | Class C Common Stock | 4,310,497 | 23 Jul 2024 | By JLSA, LLC | F1, F4 | |||||
| holding | LDI | Class C Common Stock | 66,424,337 | 23 Jul 2024 | By Trilogy Management Investors Six, LLC | F1, F4, F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LDI | Common Units | Conversion of derivative security | $0 | -1,500,000 | -18% | $0.000000 | 6,614,521 | 23 Jul 2024 | Class A Common Stock | 1,500,000 | By JLSSAA Trust | F1, F2, F3, F6 | |
| holding | LDI | Common Units | 66,424,337 | 23 Jul 2024 | Class A Common Stock | 66,424,337 | By Trilogy Management Investors Six, LLC | F1, F4, F5 | ||||||
| holding | LDI | Common Units | 48,945,633 | 23 Jul 2024 | Class A Common Stock | 48,945,633 | Trilogy Mortgage Holdings, Inc. | F1, F4 | ||||||
| holding | LDI | Common Units | 4,310,497 | 23 Jul 2024 | Class A Common Stock | 4,310,497 | By JLSA, LLC | F1, F4 |
| Id | Content |
|---|---|
| F1 | In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001 ("Class C Common Stock"), were issued to certain holders of LD Holdings Group LLC ("LD Holdings") Class A Common Units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed. |
| F2 | The reporting person elected to cause The JLSSAA Trust ("JLSSAA Trust") to exchange a portion of the Common Units held for their benefit by such entity for an equal number of shares of Class A Common Stock. The shares of Class C Common Stock corresponding to the Common Units that were exchanged for Class A Common Stock were cancelled for no consideration. |
| F3 | As trustee, the reporting person has voting and investment power over the assets of the JLSSAA Trust. |
| F4 | The reporting person has voting and investment power over the shares of Class C Common Stock held by Trilogy Mortgage Holdings, Inc., JLSA, LLC and Trilogy Management Investors Six, LLC ("Trilogy Six"). |
| F5 | The reporting person previously reported on his Form 4 filings certain of the Class C Common Stock and Common Units owned by Trilogy Six, Trilogy Management Investors Seven, LLC ("Trilogy Seven") and Trilogy Management Investors Eight, LLC ("Trilogy Eight"). The reporting person does not have a pecuniary interest in Trilogy Seven or Trilogy Eight and is no longer reporting any interests in those entities. |
| F6 | Represents 1,500,000 Common Units held by the JLSSAA Trust that were exchanged for shares of Class A Common Stock and the cancellation of the corresponding shares of Class C Common Stock on a one-for-one basis as described in footnotes 1 and 2. |