John Hoon Lee - Nov 30, 2023 Form 4/A Insider Report for loanDepot, Inc. (LDI)

Role
Director
Signature
/s/ Amanda Darby, as Attorney-in-Fact for John Hoon Lee
Stock symbol
LDI
Transactions as of
Nov 30, 2023
Transactions value $
$0
Form type
4/A
Date filed
3/4/2024, 06:14 PM
Date Of Original Report
Dec 1, 2023
Previous filing
Nov 8, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Options Exercise $0 +14.7K +34.04% $0.00 57.8K Nov 30, 2023 Direct F1
transaction LDI Class A Common Stock Options Exercise $0 +14.7K +25.39% $0.00 72.4K Dec 1, 2023 Direct F1
holding LDI Class A Common Stock 62.6K Nov 30, 2023 Bluestar Family Holdings LP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -14.7K -25% $0.00 44K Nov 30, 2023 Class A Common Stock 14.7K Direct F1, F2, F3, F4
transaction LDI Restricted Stock Units Options Exercise $0 -14.7K -33.33% $0.00 29.3K Dec 1, 2023 Class A Common Stock 14.7K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4, filed on December 1, 2023, is being amended to correctly report the number of shares that were issued upon settlement of the RSUs and the amount of securities beneficially owned. The rest of the original Form 4 remains unchanged.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
F3 In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on November 30, 2023.
F4 The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.
F5 In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 1, 2023.