Anthony Li Hsieh - Dec 7, 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Director, 10%+ Owner
Signature
/s/ Denise Apicella, as Attorney-in-Fact for Anthony Li Hsieh
Stock symbol
LDI
Transactions as of
Dec 7, 2023
Transactions value $
$0
Form type
4
Date filed
12/7/2023, 04:23 PM
Previous filing
Nov 8, 2023
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Options Exercise $0 +14.7K +47.51% $0.00 45.6K Dec 7, 2023 Direct
transaction LDI Class A Common Stock Options Exercise $0 +14.7K +32.21% $0.00 60.2K Dec 7, 2023 Direct
holding LDI Class A Common Stock 4.21M Dec 7, 2023 By The JLSSAA Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -14.7K -25% $0.00 44K Dec 7, 2023 Class A Common Stock 14.7K Direct F2, F3, F4
transaction LDI Restricted Stock Units Options Exercise $0 -14.7K -33.33% $0.00 29.3K Dec 7, 2023 Class A Common Stock 14.7K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
F3 In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on December 7, 2023.
F4 The remaining RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.
F5 In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 7, 2023.