John Hoon Lee - Nov 30, 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Director
Signature
/s/ Denise Apicella, as Attorney-in-Fact for John Hoon Lee
Stock symbol
LDI
Transactions as of
Nov 30, 2023
Transactions value $
$0
Form type
4
Date filed
12/1/2023, 07:28 PM
Previous filing
Nov 8, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Options Exercise $0 +14.8K $0.00 14.8K Nov 30, 2023 Direct
transaction LDI Class A Common Stock Options Exercise $0 +14.7K +99.39% $0.00 29.4K Dec 1, 2023 Direct
holding LDI Class A Common Stock 106K Nov 30, 2023 Bluestar Family Holdings, L.P. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -14.8K -25.11% $0.00 44K Nov 30, 2023 Class A Common Stock 14.8K Direct F2, F3, F4
transaction LDI Restricted Stock Units Options Exercise $0 -14.7K -33.33% $0.00 29.3K Dec 1, 2023 Class A Common Stock 14.7K Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person, as manager of its general partner, has voting and investment power over the assets of Bluestar Family Holdings, LP.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
F3 In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on November 30, 2023.
F4 The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.
F5 In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 1, 2023.