John C. Dorman - Dec 1, 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Director
Signature
/s/ Amanda Darby, as Attorney-in-Fact for John C. Dorman
Stock symbol
LDI
Transactions as of
Dec 1, 2023
Transactions value $
$0
Form type
4
Date filed
12/1/2023, 07:26 PM
Previous filing
Nov 8, 2023
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Options Exercise $0 +14.7K +5.56% $0.00 278K Dec 1, 2023 Direct
transaction LDI Class A Common Stock Options Exercise $0 +14.7K +5.27% $0.00 293K Dec 1, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -14.7K -25% $0.00 44K Dec 1, 2023 Class A Common Stock 14.7K Direct F1, F2, F3
transaction LDI Restricted Stock Units Options Exercise $0 -14.7K -33.33% $0.00 29.3K Dec 1, 2023 Class A Common Stock 14.7K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F2 In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on December 1, 2023.
F3 The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.
F4 In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 1, 2023.