Gregory Smallwood - 15 Sep 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
Chief Legal Officer
Signature
/s/ Amanda Darby, as Attorney-in-Fact for Gregory Smallwood
Issuer symbol
LDI
Transactions as of
15 Sep 2023
Net transactions value
-$28,612
Form type
4
Filing time
19 Sep 2023, 17:33:41 UTC
Previous filing
27 Dec 2022
Next filing
16 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock Options Exercise +62,500 62,500 15 Sep 2023 Direct F1
transaction LDI Class A Common Stock Tax liability $28,612 -15,219 -24% $1.88 47,281 15 Sep 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -62,500 -25% $0.000000 187,500 15 Sep 2023 Class A Common Stock 62,500 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.
F2 The RSUs are scheduled to vest as follows: 25% on each of 9/15/24, 9/15/25, and 9/15/26.

Remarks:

Exhibit 24.1 - Power of Attorney