Jeffrey Michael DerGurahian - Jul 28, 2023 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role: Chief Capital Markets Officer
Signature: /s/ Amanda Darby, as Attorney-in-Fact for Jeff DerGurahian
Stock symbol: LDI
Transactions as of: Jul 28, 2023
Transactions value $: -$16,228
Form type: 4
Date filed: 8/1/2023, 07:47 PM
Previous filing: Aug 4, 2023
Next filing: Apr 16, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LDI	Class A Common Stock, par value $0.001 per share	Options Exercise		+16.9K	+6.89%		262K	Jul 28, 2023	Direct	F1
transaction	LDI	Class A Common Stock, par value $0.001 per share	Tax liability	-$16.2K	-6.65K	-2.54%	$2.44	256K	Jul 28, 2023	Direct
holding	LDI	Class A Common Stock						5.84M	Jul 28, 2023	CDG Financial LLC	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LDI	Restricted Stock Units	Options Exercise	$0	-16.9K	-33.33%	$0.00	33.8K	Jul 28, 2023	Class A Common Stock	16.9K		Direct	F1, F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock
F2	The Reporting Person is the Managing Member of CDG Financial LLC. The Reporting Person disclaims beneficial ownership of the LDI shares held by CDG Financial LLC except to the extent of his pecuniary interest therein.
F3	In accordance with the terms of the Agreement, RSUs that vested on July 28, 2023 were settled on August 1, 2023.
F4	The RSUs are scheduled to vest as follows, 16,900 on 7/28/24 and 16,901 on 7/28/25. Within 30 days following each vesting date, Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested or, at the discretion of the Compensation Committee, its cash equivalent.