Key facts
- This page summarizes PCP MANAGERS GP, LLC's Form 4 filing for loanDepot, Inc. (LDI).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Sep 2022, 16:31.
PCP MANAGERS GP, LLC - 31 Aug 2022 Form 4 Insider Report for loanDepot, Inc. (LDI)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- LDI
- Reported as of
- 31 Aug 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Sep 2022, 16:31:58 UTC
- Prior SEC filing
- 02 Sep 2022
- Next SEC filing
- 02 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Denise Apicella, as Attorney-in-Fact for Andrew Dodson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
PCP MANAGERS GP, LLC filed Form 4 for loanDepot, Inc. (LDI) on 02 Sep 2022.
Change
- Previous filing in this sequence was filed on 02 Sep 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LDI
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +43,102
- Change %
- +1.1%
- Price
- Shares after
- 3,942,581
- Date
- 31 Aug 2022
- Ownership
- See Footnotes
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LDI
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -43,102
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 86,208
- Date
- 31 Aug 2022
- Ownership
- See Footnotes
- Underlying class
- Class A Common Stock
- Underlying amount
- 43,102
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Pursuant to the Assignment and Acknowledgment Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") hold the Restricted Stock Units ("RSUs") for the benefit of PCP Managers, L.P. and disclaim all right, title and interest in the RSUs. As per the Restricted Stock Unit Award Agreement dated June 21, 2022, and subject to the applicable Director's continued service, RSUs will vest in four installments: 86,208 on June 30, 2022, 43,102 on August 31, 2022, 43,104 on November 30, 2022 and 43,104 on February 28, 2023. Within thirty (30) days following vesting of the RSUs, the Issuer shall deliver an equivalent number of shares of Class A Common Stock or, at the discretion of the Compensation Committee, the cash equivalent.
Footnote F2
PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). The Directors serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.
Footnote F3
Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.