Nicole Carrillo - Feb 16, 2022 Form 4 Insider Report for loanDepot, Inc. (LDI)

Role
EVP & Chief Accounting OFficer
Signature
/s/ Peter Macdonald, as Attorney-in-Fact for Nicole Carrillo
Stock symbol
LDI
Transactions as of
Feb 16, 2022
Transactions value $
-$19,207
Form type
4
Date filed
2/18/2022, 07:36 AM
Previous filing
Jan 4, 2022
Next filing
Apr 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LDI Class A Common Stock, par value $0.001 per share Options Exercise +11.2K +18.87% 70.6K Feb 16, 2022 Direct F1
transaction LDI Class A Common Stock, par value $0.001 per share Tax liability -$19.2K -4.6K -6.51% $4.18 66K Feb 16, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LDI Restricted Stock Units Options Exercise $0 -11.2K -20% $0.00 44.9K Feb 16, 2022 Class A Common Stock 11.2K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.
F2 Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F3 Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026.