Reporting Person Frederick S. Hencken - 03 Jan 2022 Form 4 Insider Report for Capstone Green Energy Corp (CGEH)

Role
Chief Financial Officer
Signature
/s/ Colby Peterson, Attorney-in-Fact
Issuer symbol
CGEH
Transactions as of
03 Jan 2022
Net transactions value
-$9,452
Form type
4
Filing time
07 Jan 2022, 18:03:08 UTC
Previous filing
17 Nov 2021
Next filing
05 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CGRN Common Stock Tax liability $9,452 -2,670 -4.7% $3.54 53,604 03 Jan 2022 Direct F1
holding CGRN Common Stock 6,314 03 Jan 2022 By Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.
F2 These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.