Frederick S. Hencken - Jan 3, 2022 Form 4 Insider Report for Capstone Green Energy Corp (CGRN)

Signature
/s/ Colby Peterson, Attorney-in-Fact
Stock symbol
CGRN
Transactions as of
Jan 3, 2022
Transactions value $
-$9,452
Form type
4
Date filed
1/7/2022, 06:03 PM
Previous filing
Nov 17, 2021
Next filing
Apr 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CGRN Common Stock Tax liability -$9.45K -2.67K -4.74% $3.54 53.6K Jan 3, 2022 Direct F1
holding CGRN Common Stock 6.31K Jan 3, 2022 By Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.
F2 These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.