Frederick S. Hencken - Aug 27, 2021 Form 4 Insider Report for Capstone Green Energy Corp (CGRN)

Role
Chief Financial Officer
Signature
/s/ Colby Peterson, Attorney-in-Fact
Stock symbol
CGRN
Transactions as of
Aug 27, 2021
Transactions value $
-$11,381
Form type
4
Date filed
8/31/2021, 09:26 PM
Previous filing
Aug 26, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CGRN Common Stock Tax liability -$11.4K -2.49K -4.21% $4.58 56.5K Aug 27, 2021 Direct F1
holding CGRN Common Stock 6.31K Aug 27, 2021 By Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were automatically withheld to cover the tax liability resulting from the vesting of restricted stock units.
F2 These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are trustees of the Hencken Family Trust dated March 11, 2018. The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.