| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMPT | Common Stock | Options Exercise | $401K | +216K | +171.86% | $1.86 | 341K | May 6, 2021 | Direct | |
| transaction | HMPT | Common Stock | Tax liability | -$952K | -123K | -36.15% | $7.72 | 218K | May 6, 2021 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HMPT | Stock Options (Right to Buy) | Options Exercise | -216K | -40% | 324K | May 6, 2021 | Common Stock | 216K | $1.86 | Direct | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Shares withheld to pay the exercise price of the options and the payment of taxes. |
| F2 | These stock options vest over five years, with 40 percent of the grant vesting based on continued service through December 5, 2020 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date. |
| F3 | These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 and Form 4 filed on January 29, 2021 and February 4, 2021, respectively. |
| F4 | The number of options has been decreased by one from the Reporting Person's Form 4 filed on February 4, 2021 due to rounding in connection with the exchange for the "substitute options." |
Exhibit List: Exhibit 24 - Power of Attorney.