Andrew D'Amico - 26 Jul 2023 Form 4 Insider Report for VICOR CORP (VICR)

Role
Director
Signature
/s/Kemble D. Morrison Attorney in fact for Andrew D'Amico
Issuer symbol
VICR
Transactions as of
26 Jul 2023
Net transactions value
-$149,860
Form type
4
Filing time
27 Jul 2023, 14:33:29 UTC
Previous filing
26 Jun 2023
Next filing
20 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Options Exercise $10,070 +1,000 $10.07* 1,000 26 Jul 2023 Direct
transaction VICR Common Stock Sale $80,000 -1,000 -100% $80.00 0 26 Jul 2023 Direct F1
transaction VICR Common Stock Options Exercise $10,070 +1,000 $10.07* 1,000 26 Jul 2023 Direct
transaction VICR Common Stock Sale $90,000 -1,000 -100% $90.00 0 26 Jul 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -2,000 -50% $0.000000 2,000 26 Jul 2023 Common Stock 2,000 $10.07 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.
F2 This stock option is exercisable in full.