Andrew D'Amico - Jul 26, 2023 Form 4 Insider Report for VICOR CORP (VICR)

Role
Director
Signature
/s/Kemble D. Morrison Attorney in fact for Andrew D'Amico
Stock symbol
VICR
Transactions as of
Jul 26, 2023
Transactions value $
-$149,860
Form type
4
Date filed
7/27/2023, 02:33 PM
Previous filing
Jun 26, 2023
Next filing
Nov 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Options Exercise $10.1K +1K $10.07* 1K Jul 26, 2023 Direct
transaction VICR Common Stock Sale -$80K -1K -100% $80.00 0 Jul 26, 2023 Direct F1
transaction VICR Common Stock Options Exercise $10.1K +1K $10.07* 1K Jul 26, 2023 Direct
transaction VICR Common Stock Sale -$90K -1K -100% $90.00 0 Jul 26, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -2K -50% $0.00 2K Jul 26, 2023 Common Stock 2K $10.07 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2022.
F2 This stock option is exercisable in full.