Andrew D'Amico - 12 May 2021 Form 4 Insider Report for VICOR CORP (VICR)

Role
Director
Signature
/s/Richard J. Nagel Jr. Attorney in fact for Andrew D'Amico
Issuer symbol
VICR
Transactions as of
12 May 2021
Net transactions value
-$182,920
Form type
4
Filing time
28 Jun 2021, 16:37:04 UTC
Previous filing
07 May 2021
Next filing
09 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VICR Common Stock Options Exercise $17,080 +2,000 $8.54* 2,000 25 Jun 2021 Direct
transaction VICR Common Stock Sale $200,000 -2,000 -50% $100.00 2,000 25 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VICR Non Qualified Stock Option Options Exercise $0 -2,000 -17% $0.000000 9,500 25 Jun 2021 Common Stock 2,000 $8.54 Direct F2
transaction VICR Non Qualified Stock Option Award $0 +2,825 $0.000000 2,825 12 May 2021 Common Stock 2,825 $75.43 Direct F3, F4
transaction VICR Non Qualified Stock Option Award $0 +1,000 $0.000000 1,000 25 Jun 2021 Common Stock 1,000 $100.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2021.
F2 This stock option is exercisable in full.
F3 Granted under the Companys Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.
F4 Options expire 2 years from each vesting date.