Elizabeth L. Walsh - 15 Mar 2021 Form 4/A - Amendment Insider Report for Carter Bankshares, Inc. (CARE)

Role
Director
Signature
/s/ Abigail E. McGuire, Attorney-in-Fact
Issuer symbol
CARE
Transactions as of
15 Mar 2021
Net transactions value
+$566
Form type
4/A - Amendment
Filing time
20 May 2021, 13:39:15 UTC
Date Of Original Report
25 Mar 2021
Next filing
01 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CARE Common Stock Purchase $566 +40 +1% $14.15 3,860 15 Mar 2021 Direct
holding CARE Common Stock 4,769 15 Mar 2021 by Carriage Square
holding CARE Common Stock 367,771 15 Mar 2021 by EASG, LLC
holding CARE Common Stock 16,000 15 Mar 2021 by Lester Family Holdings F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 25, 2021, the reporting person filed a Form 4 which inadvertently reported that she indirectly held 13,000 shares of the issuer's common stock through Lester Family Holdings, LLC. In fact, as reported in this amendment, the reporting person indirectly holds 16,000 shares of stock through Lester Family Holdings, LLC. Additionally, the reporting person's Form 4 filed on March 25, 2021 inadvertently reflected that the reporting person indirectly held 11,300 shares as custodian for an adult family member and 31,175 shares held in trust. The reporting person does not hold these shares for Section 16 reporting purposes. This amendment amends and restates the prior Form 4 in its entirely.