David E. Lazar - 23 Nov 2025 Form 3/A - Amendment Insider Report for KALA BIO, Inc. (KALA)

Role
Chief Executive Officer, Director
Signature
/s/ David E. Lazar
Issuer symbol
KALA
Transactions as of
23 Nov 2025
Net transactions value
$0
Form type
3/A - Amendment
Filing time
02 Dec 2025, 06:30:40 UTC
Date Of Original Report
26 Nov 2025
Previous filing
29 Jan 2026
Next filing
26 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Lazar David E. Chief Executive Officer, Director 44, TOWER 100, THE TOWERS, WINSTON CHURCHILL, PAITILLA, PANAMA CITY, PANAMA /s/ David E. Lazar 02 Dec 2025 0001932843

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding KALA Common Stock 0 23 Nov 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KALA Convertible Loan 23 Nov 2025 Common Stock 368,614 $1.02 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No shares of common stock are beneficially owned.
F2 Not Applicable
F3 On November 9, 2025, the Reporting Person, as "Lender", entered into a Convertible Loan Agreement (the "Agreement") with Issuer pursuant to which Lender agreed to loan the Issuer up to an amount of $375,000. Pursuant to the Agreement, the Lender had the right in its discretion at any time prior to the full repayment of the Loan Amount (as defined in the Agreement) to the Lender, to convert all or any of the then outstanding and unpaid portion of the Loan Amount into Issuer's common stock at the "Conversion Price" (as defined in the Agreement). In accordance with the provisions of the Agreement, as of the Date of Event Requiring Statement, the conversion rate is $1.017 per share of Common Stock.

Remarks:

This amended Form 3 is being filed to include the beneficial ownership of the Reporting Person of a Convertible Loan entered into by the Issuer and the Reporting Person prior to the Reporting Person being appointed to the Issuer's Board of Directors, which was inadvertently omitted on a statement filed with the Securities and Exchange Commission on November 26, 2025, as well as to correct the Date of Event Requiring Statement.