Stephen Ketchum - 20 Oct 2025 Form 4 Insider Report for Sound Point Meridian Capital, Inc. (SPMC)

Role
Chairman, Director
Signature
/s/ Andrea Sayago, as Attorney-In-Fact
Issuer symbol
SPMC
Transactions as of
20 Oct 2025
Net transactions value
+$124,270
Form type
4
Filing time
22 Oct 2025, 20:12:36 UTC
Previous filing
11 Apr 2025
Next filing
18 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ketchum Stephen Chairman, Director C/O SOUND POINT MERIDIAN CAPITAL, INC., 375 PARK AVENUE, 34TH FLOOR, NEW YORK /s/ Andrea Sayago, as Attorney-In-Fact 22 Oct 2025 0001710789

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPMC Common Stock, par value $0.001 per share Purchase $78,050 +5,000 +5.7% $15.61 92,090 20 Oct 2025 Direct F1
transaction SPMC Common Stock, par value $0.001 per share Purchase $30,620 +2,000 +2.2% $15.31 94,090 21 Oct 2025 Direct F2
transaction SPMC Common Stock, par value $0.001 per share Purchase $15,600 +1,000 +1.1% $15.60 95,090 22 Oct 2025 Direct
holding SPMC Common Stock, par value $0.001 per share 815 20 Oct 2025 By SPC Consolidator LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.34 to $15.79. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.29 to $15.34. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 Represents 815.039 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.